-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WyzmMQQ46vBjinlwgfJjPivcFRp4UqBwd3fjhnJWaPwp2kRrn1RlbqeiqCIvfJyx z1o7wOs7WU6NNdHxMGwAjA== 0000353191-98-000002.txt : 19980212 0000353191-98-000002.hdr.sgml : 19980212 ACCESSION NUMBER: 0000353191-98-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980211 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTH VALLEY BANCORP CENTRAL INDEX KEY: 0000353191 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942751350 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-35385 FILM NUMBER: 98530061 BUSINESS ADDRESS: STREET 1: 880 E CYPRESS AVE CITY: REDDING STATE: CA ZIP: 96002 BUSINESS PHONE: 9162218400 MAIL ADDRESS: STREET 1: P O BOX 493517 CITY: REDDING STATE: CA ZIP: 96049-3517 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTH VALLEY BANCORP CENTRAL INDEX KEY: 0000353191 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942751350 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 880 E CYPRESS AVE CITY: REDDING STATE: CA ZIP: 96002 BUSINESS PHONE: 9162218400 MAIL ADDRESS: STREET 1: P O BOX 493517 CITY: REDDING STATE: CA ZIP: 96049-3517 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * NORTH VALLEY BANCORP (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 66304M105 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 66304M-10-5 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person North Valley Bancorp Employee Stock Ownership Plan 2 Check the Appropriate Box If A Member of a Group (a) [ ] (b) [ ] 3 SEC Use Only 4 Citizenship or Place of Organization California 5 Sole Voting Power 106,807 Number of Shares 6 Shared Voting Power Beneficially 0 Owned By Each 7 Sole Dispositive Power Reporting 106,807 Person With 8 Shared Dispositive Power 0 9 Aggregate Amount Beneficially Owned by Each Reporting Person 106,807 10 Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares [ ] 11 Percent of Class Represented By Amount In Row 9 5.8% 12 Type of Reporting Person EP ITEM 1. (a) North Valley Bancorp (b) 880 E. Cypress Redding, CA 96002 ITEM 2. (a) North Valley Bancorp Employee Stock Ownership Plan (b) 880 E. Cypress Redding, CA 96002 (c) California (d) Common Stock (e) Not applicable. ITEM 3. If this statement is filed pursuant to Rule 13d-1(b) or 13(d)-2(b), check whether the person filing is a: (a) Not Applicable (b) Not Applicable (c) Not Applicable (d) Not Applicable (e) Not Applicable (f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund. (g) Not Applicable (h) Not Applicable ITEM 4. Ownership (a) 106,807 (b) 5.8% (c)(i) 106,807 (ii) 0 (iii) 106,807 (iv) 0 ITEM 5. Ownership of Five Percent or Less of a Class Not Applicable ITEM 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable ITEM 8. Identification and Classification of Members of the Group Not Applicable ITEM 9. Notice of Dissolution of Group Not Applicable ITEM 10. Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. / s / Rudy V. Balma February 5, 1998 Rudy V. Balma Member, Administrative Committee /s/ J. M. Wells, Jr. February 5, 1998 J. M. Wells, Jr. Member, Administrative Committee /s/ Martin R. Sorensen February 5, 1998 Martin R. Sorensen Member, Administrative Committee -----END PRIVACY-ENHANCED MESSAGE-----